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Lesson 28, Topic 1
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# Prim’s Algorithm

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The following problem arises naturally in many practical situations: given n points, connect them in the cheapest possible way so that there will be a path between every pair of points. It has direct applications to the design of all kinds of networks— including communication, computer, transportation, and electrical—by providing the cheapest way to achieve connectivity. It identifies clusters of points in data sets. It has been used for classification purposes in archeology, biology, sociology, and other sciences

DEFINITION A spanning tree of an undirected connected graph is its connected acyclic subgraph (i.e., a tree) that contains all the vertices of the graph. If such a graph has weights assigned to its edges, a minimum spanning tree is its spanning tree of the smallest weight, where the weight of a tree is defined as the sum of the weights on all its edges. The minimum spanning tree problem is the problem of finding a minimum spanning tree for a given weighted connected graph.

Figure 1 presents a simple example illustrating these notions.
If we were to try constructing a minimum spanning tree by exhaustive search, we would face two serious obstacles. First, the number of spanning trees grows exponentially with the graph size (at least for dense graphs). Second, generating all spanning trees for a given graph is not easy; in fact, it is more difficult than finding a minimum spanning tree for a weighted graph by using one of several efficient algorithms available for this problem. In this section, we outline Prim’s algorithm,

Prim’s algorithm constructs a minimum spanning tree through a sequence
of expanding subtrees. The initial subtree in such a sequence consists of a single vertex selected arbitrarily from the set V of the graph’s vertices. On each iteration, the algorithm expands the current tree in the greedy manner by simply attaching to it the nearest vertex not in that tree. (By the nearest vertex, we mean a vertex not in the tree connected to a vertex in the tree by an edge of the smallest weight. Ties can be broken arbitrarily.) The algorithm stops after all the graph’s vertices have been included in the tree being constructed. Since the algorithm expands a tree by exactly one vertex on each of its iterations, the total number of such iterations is n − 1, where n is the number of vertices in the graph. The tree generated by the algorithm is obtained as the set of edges used for the tree expansions.

Pseudocode of this algorithm

A group of edges that connects two set of vertices in a graph is called cut in graph theory. So, at every step of Prim’s algorithm, we find a cut (of two sets, one contains the vertices already included in MST and other contains rest of the vertices), pick the minimum weight edge from the cut and include this vertex to MST Set (the set that contains already included vertices).

How does Prim’s Algorithm Work? The idea behind Prim’s algorithm is simple, a spanning tree means all vertices must be connected. So the two disjoint subsets (discussed above) of vertices must be connected to make a Spanning Tree. And they must be connected with the minimum weight edge to make it a Minimum Spanning Tree.

Algorithm
1) Create a set mstSet that keeps track of vertices already included in MST.
2) Assign a key value to all vertices in the input graph. Initialize all key values as INFINITE. Assign key value as 0 for the first vertex so that it is picked first.
3) While mstSet doesn’t include all vertices
….a) Pick a vertex u which is not there in mstSet and has minimum key value.
….b) Include to mstSet.
….c) Update key value of all adjacent vertices of u. To update the key values, iterate through all adjacent vertices. For every adjacent vertex v, if weight of edge u-v is less than the previous key value of v, update the key value as weight of u-v

The idea of using key values is to pick the minimum weight edge from cut. The key values are used only for vertices which are not yet included in MST, the key value for these vertices indicate the minimum weight edges connecting them to the set of vertices included in MST.

Let us understand with the following example:

The set mstSet is initially empty and keys assigned to vertices are {0, INF, INF, INF, INF, INF, INF, INF} where INF indicates infinite. Now pick the vertex with the minimum key value. The vertex 0 is picked, include it in mstSet. So mstSet becomes {0}. After including to mstSet, update key values of adjacent vertices. Adjacent vertices of 0 are 1 and 7. The key values of 1 and 7 are updated as 4 and 8. Following subgraph shows vertices and their key values, only the vertices with finite key values are shown. The vertices included in MST are shown in green color.

Pick the vertex with minimum key value and not already included in MST (not in mstSET). The vertex 1 is picked and added to mstSet. So mstSet now becomes {0, 1}. Update the key values of adjacent vertices of 1. The key value of vertex 2 becomes 8.

Pick the vertex with minimum key value and not already included in MST (not in mstSET). We can either pick vertex 7 or vertex 2, let vertex 7 is picked. So mstSet now becomes {0, 1, 7}. Update the key values of adjacent vertices of 7. The key value of vertex 6 and 8 becomes finite (1 and 7 respectively).

Pick the vertex with minimum key value and not already included in MST (not in mstSET). Vertex 6 is picked. So mstSet now becomes {0, 1, 7, 6}. Update the key values of adjacent vertices of 6. The key value of vertex 5 and 8 are updated.

We repeat the above steps until mstSet includes all vertices of given graph. Finally, we get the following graph.

How to implement the above algorithm?

``````// A C program for Prim's Minimum
// Spanning Tree (MST) algorithm. The program is
// for adjacency matrix representation of the graph
#include <limits.h>
#include <stdbool.h>
#include <stdio.h>
// Number of vertices in the graph
#define V 5

// A utility function to find the vertex with
// minimum key value, from the set of vertices
// not yet included in MST
int minKey(int key[], bool mstSet[])
{
// Initialize min value
int min = INT_MAX, min_index;

for (int v = 0; v < V; v++)
if (mstSet[v] == false && key[v] < min)
min = key[v], min_index = v;

return min_index;
}

// A utility function to print the
// constructed MST stored in parent[]
int printMST(int parent[], int graph[V][V])
{
printf("Edge \tWeight\n");
for (int i = 1; i < V; i++)
printf("%d - %d \t%d \n", parent[i], i, graph[i][parent[i]]);
}

// Function to construct and print MST for
// a graph represented using adjacency
// matrix representation
void primMST(int graph[V][V])
{
// Array to store constructed MST
int parent[V];
// Key values used to pick minimum weight edge in cut
int key[V];
// To represent set of vertices included in MST
bool mstSet[V];

// Initialize all keys as INFINITE
for (int i = 0; i < V; i++)
key[i] = INT_MAX, mstSet[i] = false;

// Always include first 1st vertex in MST.
// Make key 0 so that this vertex is picked as first vertex.
key = 0;
parent = -1; // First node is always root of MST

// The MST will have V vertices
for (int count = 0; count < V - 1; count++) {
// Pick the minimum key vertex from the
// set of vertices not yet included in MST
int u = minKey(key, mstSet);

// Add the picked vertex to the MST Set
mstSet[u] = true;

// Update key value and parent index of
// the adjacent vertices of the picked vertex.
// Consider only those vertices which are not
// yet included in MST
for (int v = 0; v < V; v++)

// graph[u][v] is non zero only for adjacent vertices of m
// mstSet[v] is false for vertices not yet included in MST
// Update the key only if graph[u][v] is smaller than key[v]
if (graph[u][v] && mstSet[v] == false && graph[u][v] < key[v])
parent[v] = u, key[v] = graph[u][v];
}

// print the constructed MST
printMST(parent, graph);
}

// driver program to test above function
int main()
{
/* Let us create the following graph
2 3
(0)--(1)--(2)
| / \ |
6| 8/ \5 |7
| /     \ |
(3)-------(4)
9         */
int graph[V][V] = { { 0, 2, 0, 6, 0 },
{ 2, 0, 3, 8, 5 },
{ 0, 3, 0, 0, 7 },
{ 6, 8, 0, 0, 9 },
{ 0, 5, 7, 9, 0 } };

// Print the solution
primMST(graph);

return 0;
}``````

Output :

``````Edge   Weight
0 - 1    2
1 - 2    3
0 - 3    6
1 - 4    5``````

Time Complexity of the above program is O(V^2). If the input graph is represented using adjacency list, then the time complexity of Prim’s algorithm can be reduced to O(E log V) with the help of binary heap.